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SEBI ESTABLISHMENT OF SEBI The Securities and commuting Board of India was established on April 12, 1992 in accordance with the provisions of the Securities and Exchange Board of India Act, 1992. PREAMBLE The preface of the Securities and Exchange Board of India describes the basic functions of the Securities and Exchange Board of India as ...to protect the interests of investors in securities and to promote the development of, and to regulate the securities commercialize and for matters connected therewith or incidental thereto 1. foodstuff INTERMEDIARIES REGULATION AND superintendence DEPARTMENT (MIRSD) The Market Intermediaries Regulation and control Department is liable for the registration, supervision, compliance monitoring and inspections of all trade intermediaries in keep an eye on of all segments of the markets namely equity, equity derivatives, debt and debt colligate derivatives. The Department excessively handles the excogitate relat e to action against the intermediaries for regulatory violations (As regards action it is handsome that the current trust of issuing show cause notices, particular date of inquiry/Adjudication officers and consequential action up to serving of electric holds companionship and maintenance of database will be with the item-by-item Divisions). The following divisions will perform the functions of the department. 1.

1 MIRSD-1 (A-M) This division would pay heed later on work relating to registration, monitoring, supervision, inspection, investor grievances and policy related issues of contrast Brokers and Fee s related matters including coordination of ! thickset proceedings. 1.2 MIRSD-2 (N-Z) This division would look by and by the work relating to Registration, monitoring, supervision, inspection, investor grievances and policy related issues of Stock Brokers and Sub-Brokers. 1.3 MIRSD-3 This division would look after the work relating to Registration, monitoring, supervision, inspection, investor...If you hope to get a full essay, order it on our website: BestEssayCheap.com

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